Jean Elizabeth Glass JEGLASS@MAILHOST.TCS.TULANE.EDU "Imagination is more important than knowledge." --Einstein > Subject: America: Living with AIDS > > Executive Summary > > The people of the United States have arrived at a crossroads in the > history of the HIV epidemic. In the months to come they must either engage > seriously the issues and needs posed by this deadly disease or face > relentless, expanding tragedy in the decades ahead. In just ten years the > human immunodeficiency virus (HIV), the causative agent of AIDS, has claimed > more American lives than did the Korean and Vietnam wars combined. If, from > this day forward, there were never another instance of new infection, the > upcoming decade would still certainly be much worse. The amount of human > suffering and number of deaths will be much greater. > > The face of AIDS will change as well; thus far it has focused its > devastation predominantly on young men. In addition, it is also a disease > that affects an entire family_now, all too often, mothers, fathers, and > children die swiftly, one following the other, leaving a few orphans as a > grim reminder of what was once a family. Workers on the front lines are > struggling heroically to cope with illness and death, but their tools have > been too few, their resources too constrained, and their logistics too > crippled by the sabotage of disbelief, prejudice, ignorance, and fear. Nor > has the virus followed rules of fair play. Gay and bisexual men still bear > much of the burden of HIV disease. > > Disproportionately and increasingly the epidemic has attacked segments > of society already at a disadvantage_communities of color, women and men > grappling with poverty and drug use, and adolescents who have not been > effectively warned of this new risk to their futures. And with these shifts > have come new anger, mistrust, and attempts to assign blame, which have > drowned out the warnings that should signal the magnitude of the mounting > crisis. Sadly, this has permitted too many Americans to detach from the > fray, to feel the problem is that of others different from themselves, and to > retreat into resentful indifference. Diversity, which should be our greatest > strength as a nation, has for the moment become a weakness, and has > sanctioned a begrudging and sometimes callous response. Even the language of > prevention, which should be tailored to the myriad subcultures and > ethnicities of people at risk, is constrained in the name of morality, > withholding potentially lifesaving information and devices in order to avoid > offending a public presumed to be in agreement with such constraints. > > Astonishingly, even our most basic efforts to better understand and > respond to this new plague have been hampered. Efforts have been made to > constrain or forbid behavioral re- search; in the face of the most deadly > sexually transmitted disease ever to confront humanity, some would prohibit > even the study of the human behaviors that put our children at risk. Thus we > disarm ourselves in the midst of lethal battle. > > Worst of all, the country has responded with indifference. It is as if > the HIV crisis were a televised portrayal of someone else's troubles. It has > even appeared relatively painless; many of the torments are hidden because so > many people do their suffering and grieving in secret, out of fear of stigma, > discrimination, or rejection. But the epidemic will not remain painless much > longer even for the most indifferent observer; soon everyone will know > someone who has died of AIDS. If we are to honor our fundamental social > contract with our fellow citizens, with ourselves, and with our children, we > must somehow develop a sense of urgency. For there is only a little time > left to recognize at a deep and fundamental level that the threat of HIV is > all around us and that we must all join in this battle for the sake of future > generations. In order to have any chance of winning, we must first energize > our nation and transform indifference into informed action. We have used > arresting language because Americans readily understand the need to mobilize > rapidly for collective action in response to external threats to life. AIDS > is a life-threatening disease of global proportions, and it requires the same > national resolve and commitment to address it effectively that we exhibit in > times of war. > > But the military analogy does not work well in this crisis. In war, we > tend to look for a human enemy to attack, and alas thus far this tendency has > been all too evident in our response to HIV. But in confronting AIDS, our > response must be just the opposite. Compassion and concern for human > suffering must direct our efforts. It is against the virus, not those > infected, that this war must be waged. Tragically, to date, too many of us > have failed to understand this fundamental distinction or acknowledge what a > massive national effort is needed to contain the epidemic. The sapping of our > collective strength comes from many directions. There has been a dominant > undercurrent of hostility toward many people with HIV disease, as if they are > somehow to blame. But no one gets this virus on purpose. We do not withhold > compassion from people who suffer from other diseases related to behavior. > As President Bush stated in his single speech about AIDS, "Once disease > strikes we don't blame those who are suffering. We don't spurn the accident > victim who didn't wear a seat belt; we don't reject the cancer patient who > didn't quit smoking. We try to love them and care for them and comfort > them." We must replace the innocent/guilty mindset with sympathy and care > for people with HIV disease. > > Our nation's leaders have not done well. In the past decade, the White > House has rarely broken its silence on the topic of AIDS. Congress has shown > leadership in developing critical legislation, but has often failed to > provide adequate funding for AIDS programs. Articulate leadership guiding > Americans toward a proper response to AIDS has been notably absent. We are > accustomed to hearing from the "bully pulpit" about national problems and how > we should address them, so perhaps the public cannot be blamed for assuming > that such a silence means that nothing important is happening. Their false > calm is reinforced by politicians who declare that enough has been done about > AIDS, since it is "just one disease," and that we should redirect our > attention to other diseases that currently kill more people. > > But we cannot turn away from what is coming, lest we be blind-sided. > There are at least one million Americans silently infected with HIV. Most of > them will get sick during the next decade. And in the absence of a national > effort, the virus continues to spread. The cumulative deaths of the first > ten years of AIDS will more than double in the next two: by the end of 1993, > the toll will rise from 120,000 to over 350,000. AIDS is already the leading > cause of death for young men and women in many parts of the country and is > climbing relentlessly up the list of causes of "years of potential life > lost." > > What makes these numbers particularly tragic is that there is so much > that we can do to turn the tide of HIV through prevention of further spread, > and so much that we must do to provide more humane and compassionate care to > those who have already been caught in the path of the virus. But there are > two destructive attitudes within our borders that hamper these actions. They > are a thinly veiled feeling that those who acquire the virus are getting what > they deserve and a collective indifference to their fate. As long as these > attitudes persist there will be reluctance to engage in the effort required > to surmount HIV disease. Overcoming these attitudes will require > leadership_leadership from the highest levels of government and the private > sector. > > To accomplish the tasks that loom ahead, we must, as a society, find a > way to convert anger, fear, and indifference into informed action. We must > deal effectively with discrimination and prejudice, overcome present > governmental inertia, rededicate ourselves to maintaining a necessary > intensity of research endeavor, educate the public to replace panic with an > informed awareness of what is needed to prevent infection, and coordinate our > resources to meet the urgent health care needs of the sick in cost-efficient > ways that take full advantage of our powerful science. We must recognize our > obligations to future generations in these tasks, for further indifference or > misdirected efforts spells doom for millions. > > For two years, the National Commission on AIDS has pursued its mandate > from Congress to make recommendations to Congress and the President "for a > consistent national policy concerning AIDS" and the HIV epidemic. We have > held hearings, site visits, and consultations; we have heard from over one > thousand voices across the country in direct testimony, voices that have > described the horror of the HIV tragedy and the heroism of brave men, women, > and children as they grapple with HIV. Some have told of their struggle with > their own illnesses. Some have told of remarkable commitment to care for and > about others. We have been heartened and inspired by the thousands of people > throughout the land who have selflessly given of themselves to develop > programs of prevention, care, and advocacy in their communities. It has been > a privilege to experience the richness of diversity that could give > unconquerable strength to our efforts if it were honored and fully harnessed; > and it has been a source of constant sorrow to witness the accelerating loss > of talent as young adults die of AIDS in ever increasing numbers. > > This report attempts to address a number of the central themes that > have emerged from this process. It brings out the fact that, in an important > sense, the only thing new about our present quandary is the virus, that most > of what we are experiencing represents old problems that have been poorly > patched and bandaged or ignored entirely. The HIV epidemic did not leave 37 > million or more Americans without ways to finance their medical care_but it > did dramatize their plight. The HIV epidemic did not cause the problem of > homelessness_but it has expanded it and made it more visible. The HIV > epidemic did not cause collapse of the health care system_but it has > accelerated the disintegration of our public hospitals and intensified their > financing problems. The HIV epidemic did not directly augment problems of > substance use_but it has made the need for drug treatment for all who request > it a matter of urgent national priority. Rural health care, prison health > care, access to health care for uninsured and underinsured working men and > women_these issues and many more form the fabric of our concern. The report > is not all-encompassing, for we have focused on certain issues that the > Commission viewed as most important during our first two years of work. > > The Introduction, the first chapter, paints an overview of the current > status of the epidemic in America. It notes that, in endeavoring to solve > problems of HIV care in the context of our current epidemic crisis, we can > develop better ways to manage other chronic relapsing illnesses, innovations > that will serve society well in the years to come. By taking away our right > to procrastinate further, HIV presses us to confront the shortfalls in our > health care system more honestly. > > The second chapter deals with issues of prevention and education. It > points out that prevention is currently our only hope of altering the course > of the HIV epidemic and that efforts in this sector have been grossly > underutilized_further, that prevention strategies will remain key even after > the development of effective drugs or vaccines. It develops the theme that > frank communication is our best defense for our children against the twin > epidemics of HIV and drugs. Elements common to successful programs are > highlighted, including the importance of cultural sensitivity, cultural > competence, and community involvement. Effective progress in the prevention > of HIV disease associated with illicit drug use is noted. Finally, a call is > made for a comprehensive national HIV prevention initiative that would > integrate federal, state, county, and municipal governments, community-based > organizations, and affected populations to achieve a common goal of HIV > prevention. The third chapter discusses how health care for people with HIV > disease can be improved. It takes note of the substantial progress that has > been made in enhancing the quality and extending the duration of lives of > people with HIV. It describes who should be involved in the delivery of > health care and social services to those with HIV disease, the sites where > care should be available, and how those care services can best be organized. > Ideally, such care involves an interdisciplinary group in a continuum of > services delivered in the least restrictive, least institutional settings at > the lowest possible costs. Common elements link counseling and testing with > primary care in out-of-hospital settings, coordination of that care with the > hospital, access to investigational drugs and integration of illicit drug use > treatment with HIV care. The point is made that existing health care > providers must be better trained to manage the care of people with HIV > disease and that future needs for more health care professionals must be > anticipated. Finally, continued efforts must be devoted to improving > communication strategies so that minimal delay occurs between development of > new therapies and their availability. > > The fourth chapter deals directly with the difficult issues of health > care financing in the context of HIV. The Commission came to the conclusion > that systemic reform will be necessary to achieve genuinely appropriate > access to health care for all Americans. Only in this way will those with > HIV disease be assured of needed care. Thus we have not confined our > discussion to the arena of HIV disease alone, but have instead discussed > solutions to problems of financing that are consistent with the broader > initiatives of health system reform currently under discussion. However, our > recommendations are specific to problems of HIV, and thus we offer a series > of options that could improve the lot of HIV infected people and we cost out > their implications. We remain firm in our conviction that these short-term > measures should give way as quickly as possible to nationwide reform of the > American health care system, reform that ensures financial access to care for > all of our citizens. > > The fifth chapter focuses on clinical trials and treatment-related > research. To date, our deliberations have not focused on the nation's > vitally important biomedical research enterprise. Further, we have paused > only briefly to underscore the manifest importance of social and behavioral > research in achieving ultimate control of the HIV epidemic. In this chapter, > the discussion is directed to currently dynamic issues of clinical trials and > the search for new therapeutic agents for people with HIV disease. Problems > of assuring access to drug trials for diverse populations with HIV disease > while maintaining orderly studies that will permit sound scientific > assessment of therapies are considered. Issues of delivery of care in the > context of experimental therapy and the use of new drugs in expanded access > programs are also covered. In the sixth and final chapter, the > responsibilities and opportunities for government to intervene and interact > with other components of society are examined. It is noted that at all > levels of government greater leadership is needed. At the federal level, we > note that within the U.S. Public Health Service there has been a real effort > to coordinate responses, but that there is a need for much greater > cooperation and coordination across many departments at the cabinet level. > State and local governmental roles are critical and distinctive. Of > particular concern is the current fiscal crisis occurring in many of the > states with the highest incidence of AIDS. The need to fully fund the Ryan > White CARE Act is underscored, and the importance of providing the funding to > evaluate programs is stressed. > > After each chapter the Commission has offered a short series of > recommendations for action. They have been purposely kept few with the hope > that they will all receive careful consideration. They overlap. Prevention > of HIV infection, care and treatment of those with HIV disease, the financing > of that care, and the research necessary to improve treatment are all > intimately interwoven and inseparable. > > To transform what now obtains into effective action requires > simultaneous attention to all facets of this epidemic which is now causing > such pain and loss of life. > > Recommendations > > 1. A comprehensive national HIV plan should be developed with the full > participation of involved federal agencies and with input from national > organizations representing various levels of government to identify > priorities and resources necessary for preventing and treating HIV disease. > > > 2. Universal health care coverage should be provided for all persons > living in the United States to ensure access to quality health care services. > > > 3. The federal government should establish a comprehensive national > HIV prevention initiative. > > 4. Government should assure access to a system of health care for all > people with HIV disease. > > 5. Medicaid should cover all low-income people with HIV disease. > > 6. States and/or the federal government should pay the COBRA premiums > for low-income people with HIV disease who have left their jobs and cannot > afford to pay the health insurance premium. > > 7. Medicaid payment rates for providers should be increased > sufficiently to ensure adequate participation in the Medicaid program. > > 8. Social Security Disability Insurance (SSDI) beneficiaries who are > disabled and have HIV disease or another serious chronic health condition > should have the option of purchasing Medicare during the current two-year > waiting period. > > 9. Congress and the Administration should work together to adequately > raise the Medicaid cap on funds directed to the Commonwealth of Puerto Rico > to ensure equal access to care and treatment. > > 10. Policies should be developed now to address future plans for the > distribution of AIDS vaccines and the ethical and liability issues that will > arise when vaccines become available. > > 11. The federal government should fund the Ryan White CARE Act at the > fully authorized level. > > 12. Congress should remove the government restrictions that have been > imposed on the use of funds for certain kinds of HIV education, services, and > research. > > 13. The Secretary of Health and Human Services should direct the > National Institutes of Health, the Health Care Financing Administration, and > the Health Resources and Services Administration to work together to develop > a series of recommendations to address the obstacles that keep many people > from participating in HIV-related clinical trials, as well as the variables > that force some people to seek participation in trials because they have no > other health care options. > > 14. HIV-related services should be expanded to facilities where > underserved populations receive health care and human services, in part to > ensure their increased participation in trials of investigational new > therapies. > > 15. Current efforts at the National Institutes of Health (NIH) to > expand the recruitment of underrepresented populations in the AIDS Clinical > Trials Group should be continued and increased. > > 16. HIV education and training programs for health care providers > should be improved and expanded and better methods should be developed to > disseminate state-of-the-art clinical information about HIV disease, as well > as drug and alcohol use, to the full range of health care providers. > > 17. Greater priority and funding should be given to behavioral, social > science, and health services research. > > 18. The Food and Drug Administration should aggressively pursue all > options for permitting the early use of promising new therapies for > conditions for which there is no standard therapy or for patients who have > failed or are intolerant of standard therapy. > > 19. The National Institutes of Health should develop a formal mechanism > for disseminating state-of-the-art treatment information in an expeditious > and far-reaching manner. > > 20. The Department of Health and Human Services should conduct a study > to determine the policies of third-party payers regarding the payments of > certain health service costs that are provided as part of an individual's > participation in clinical trials conducted in the development of HIV-related > drugs. > > 21. Implementation of the Americans with Disabilities Act should be > carefully monitored, and states and localities should evaluate the adequacy > of existing state and local antidiscrimination laws and ordinances for people > with disabilities, including people living with HIV disease. > > 22. The federal government should expand drug abuse treatment so that > all who apply for treatment can be accepted into treatment programs. The > federal government should also continually work to improve the quality and > effectiveness of drug abuse treatment. > > 23. Legal barriers to the purchase and possession of injection > equipment should be removed. > > 24. The following interim steps to improve access to expensive > HIV-related drugs should be taken: > > (a) adequately reimburse for the purchase of drugs required in > the prevention and treatment of HIV disease, including clotting factor > for hemophilia; > > (b) undertake, through the Department of Health and Human > Services, a consolidated purchase and distribution of drugs used in the > prevention and treatment of HIV disease; > > (c) amend the Orphan Drug Act to set a maximum sales cap for > covered drugs. > > 25. All levels of government should develop comprehensive HIV plans > that establish priorities, ensure consistent and comprehensive policies, and > allocate resources. > > 26. Federal, state, and local governments should join forces with the > private sector in providing long-term support to community-based > organizations. > > 27. The U.S. Public Health Service should expand and promote > comprehensive programs for technical assistance and capacity building for > effective long-term prevention efforts. > > 28. Federal, state, and local entities should provide support for > training, technical assistance, supervisory staff, and program coordination > to acknowledge and support the family members, friends, and volunteers who > are an integral part of the care system of a person with HIV disease. > > 29. The federal government should develop an evaluation and technical > assistance component for all federally funded HIV-related programs. > > 30. Elected officials at all levels of government have the > responsibility to be leaders in this time of health care crisis and should > exercise leadership in the HIV epidemic based on sound science and informed > public health practices. > > Chapter 1 > > Introduction > > Since scientists first began to understand the dynamics that govern > transmission of the human immunodeficiency virus (HIV), it has been possible > to predict with chilling accuracy the toll the epidemic would exact in > sickness and in lives lost. As the nation enters the second decade of the > HIV epidemic, the accuracy of predictions made in the mid-1980s stand as a > silent rebuke. One need take only a brief look at these statistics to > understand the impact that AIDS has had in the United States. By the end of > 1990, more than 100,000 people in the United States had died of AIDS, and > nearly a third of those deaths occurred that year. > > Now more than a hundred people die in the United States every day of > AIDS_one every 15 minutes_and the pace is accelerating. As of June 1991, > 182,834 cases of AIDS in the United States and its commonwealths and > territories had been reported to the federal Centers for Disease Control > (CDC). Between March 1990 and March 1991, the reported number of new cases > in the United States rose by more than one third. These numbers are a > telling indication that our efforts at prevention must be redoubled. > > During the earliest years of the epidemic, from 1981 to 1982, nearly 80 > percent of all reported AIDS cases were from six large metropolitan areas in > five states_New York City, San Francisco, Los Angeles, Miami, Newark, and > Houston. So far in 1991, 31 metropolitan areas and 25 states and the > Commonwealth of Puerto Rico have reported one thousand or more cumulative > AIDS cases_and the number of communities, counties, and states affected by > HIV disease continues to expand. > > While the majority of new AIDS cases have been from metropolitan areas, > there has been a significant increase in new cases in municipalities with > populations less than 500,000. Lack of access to adequate health care has > denied the benefits of advances in treatment to many in these smaller cities > and rural communities, despite the dedication of stalwart health care > providers and volunteers. More ominous still, failure to acknowledge the > dimensions of the crisis has resulted in insufficient attention to AIDS > education and prevention programs. > > HIV disease has had a disproportionate impact on some communities. The > HIV epidemic continues to affect gay and bisexual men more than any other > single group of Americans; these individuals compose 64 percent of the cases > of AIDS reported since the beginning of the epidemic. African-Americans > constitute 12 percent of the United States population, but nearly 28 percent > of AIDS cases. Hispanics constitute 9 percent of the population, but 16 > percent of AIDS cases. Unless sustained support for targeted interventions > that facilitate access to a broad range of health and social services is > given, there is every indication that these communities will continue to be > disproportionately represented among AIDS cases in the future. > > The number of women and children infected with HIV_particularly within > communities of color_continues to grow dramatically. In fact, AIDS cases > among women are growing faster than AIDS cases among men. As of June 1991, > women accounted for 10 percent of all AIDS cases. In 1991 AIDS is projected > to become one of the top five causes of death for young women. > > Increasingly, parents who are themselves infected are forced to make > agonizing choices for themselves, their infected children, and their > uninfected children. Parents may sacrifice their own health as they seek > care for their children and must struggle with issues of how to provide for > both sick and healthy children after their death. New York City officials > project an "orphan burden" of approximately 20,000 children who will need to > be cared for by relatives or placed in foster homes when their parents die of > AIDS in the next few years. About one fourth of these children will be HIV > positive themselves. Intravenous drug use has contributed significantly to > this new trend. > > Approximately 70 percent of all pediatric AIDS cases are directly > related to maternal exposure to HIV through intravenous drug use or sex with > an intravenous drug user. Communities all across the United States are > struggling to confront the twin epidemics of HIV and substance use. The > nexus between HIV and substance use is unarguable. Already, approximately 31 > percent of all AIDS cases can be linked, either directly or indirectly, to > intravenous drug use. Cases of HIV infection related to unprotected sexual > activity under the influence of crack cocaine, alcohol, or other substances > is another disturbing trend, especially among adolescents. Drug treatment > centers are ill equip- ped to deal with the growing numbers of substance > users with HIV disease. The lack of treatment slots, training, and funding > only perpetuates this insidious link. > > The number of reported AIDS cases does not, however, accurately portray > the scope of the epidemic because such figures represent only 10 to 15 > percent of the total number of people now infected with HIV in the United > States. CDC estimates that, at present, approximately one adult male in 100 > in the United States is HIV positive and one adult female in 600 is similarly > infected. In all, CDC estimates that at least one million people in this > country have HIV infection. > > Moreover, HIV affects people of all ages. Adolescents are often > forgotten as discussions center on adults and children. Presently, > adolescents with hemophilia represent a majority of reported AIDS cases among > those aged 13_19. In addition, adolescents practice many of the same > behaviors that put adults at risk. Given the length of time between > infection and diagnosis, it is clear that the large numbers of individuals > diagnosed with AIDS in their mid to late twenties were infected during their > teens. > > The disproportionate impact of AIDS on young people is further > dramatized by the "years of potential life lost." Health economists have > tallied up the years of potential life lost before age 65 to describe the > extent to which deaths from AIDS occur primarily in young people. In 1987 > the years of potential life lost due to AIDS was 432,000. This figure > compared with 246,000 for stroke, 1.5 million for heart disease, and 1.8 > million for cancer. While the rates for these other major diseases remain > stable, the years of potential life lost due to AIDS continues to increase. > In 1991 estimates place the years of potential life lost due to AIDS between > 1.2 and 1.4 million, ranking it third among all diseases. By 1992 the years > of potential life lost due to AIDS will grow to between 1.5 and 2.1 million. > By 1993 AIDS will clearly outstrip all other diseases in lost human > potential. > > HIV disease has a devastating impact on those who are already > marginalized members of society. Growing numbers of HIV infection and AIDS > cases occur among poor residents of inner cities. For the members of the > National Commission on AIDS, the statistics of HIV disease were brought to > life by the testimony of nearly one thousand witnesses at hearings and site > visits across the country. The Commission met with people living with HIV > disease and with caregivers on the front lines. Its members met with people > at homeless shelters in New York City, at a needle exchange program in > Seattle, in Native American communities in four states, in private homes in > rural Georgia, at primary health clinics and drug outreach centers in Puerto > Rico, at a Veterans Administration hospital in Los Angeles, and at hospitals, > HIV antibody testing centers, drug treatment clinics, and comprehensive > hemophilia treatment centers throughout the nation. > > A mere tally of cases only sketches part of the picture. It quickly > became clear during the Commission's travels that HIV disease could not be > understood outside the context of racism, homophobia, poverty, and > unemployment_pervasive factors that foster the spread of the disease. This > web of associated social ills has been referred to as "a synergy of plagues." > Poverty and unemployment in the inner cities of the United States entail much > more than an inability to pay the bills. In 1991 being poor is a generic > risk factor, for it is associated with in- creased risks of becoming > homeless, dying a violent death, and suffering and perhaps dying from a > multitude of preventable illnesses. > > A 1990 study of mortality in New York City's Harlem found that black > men in that community were less likely to reach the age of 65 than were men > in Bangladesh. The association of poverty, homelessness, and disease is > perhaps best dramatized by the impact of the HIV epidemic on those in inner > cities who are living at the margins of society. Without permanent addresses > or steady incomes, the homeless and many of America's poor often are isolated > from all but the most rudimentary health care. Public hospitals that serve > low-income communities and the overwhelming majority of people with AIDS in > large cities are overcrowded, their staffs are beleaguered, and their > substandard funding is shrinking with each additional municipal budget > crisis. > > Those most in need of health care are typically the ones who can least > afford it. When illness strikes, the emergency room becomes the "family > physician." The increase in numbers of HIV cases is placing a strain on a > system already on the verge of collapse. In some areas of the country the > sheer number of people with AIDS has forced a greater awareness and > understanding of the challenges people with HIV disease face. However, > although recent opinion polls reflect a moderation of harsh attitudes toward > people living with HIV disease, HIV-related discrimination has not > disappeared. This discrimination reflects the racism and homophobia that > pervade our society and, like poverty, limit people's access to care and > compassion. AIDS has been sufficiently controversial to have earned the > status of the most litigated disease in American history. There is, > moreover, a further disquieting trend. Surveys of court cases and complaints > to human rights commissions show that rather than disappearing, AIDS > discrimination is changing. Subtle prejudices involving denial of basic > health services are replacing overt forms of bias, and these subtle biases > are more difficult to fight legally. > > As the epidemic worsens, opportunities to mobilize effective responses > diminish each day that we fail to act decisively. Education for prevention > of further HIV spread through the avoidance of risk behavior has been greatly > underutilized. Despite a slow start, there is much that can be done now to > prevent new HIV infections from occurring and to enhance the quality and > length of life of those already infected. In recent years there have been > heartening developments in treatments for HIV disease. Guaranteeing access > to all of these treatments is essential. The Commission has witnessed > firsthand the efforts of many people, particularly individuals working at the > community level, who are providing these and other services to people with > HIV disease. The nation must be awakened to the enormity of the HIV crisis > and to the potential for individual and collective action. There is no lack > of options or remedies. We are not without hope. The nation's response must > be commensurate with the threat posed by the epidemic. The report that > follows offers concrete proposals for action. > > Selected Bibliography > > Angell, M. 1991. A dual approach to the AIDS epidemic. New England > Journal of Medicine 324:1498_1500. > > Arno, P.S., D. Shenson, N.F. Siegal, P. Franks, and P.R. Lee. 1989. > Economic and policy implications of early intervention in HIV disease. > Journal of the American Medical Association 262:1493_1498. > > Bayer, R. 1991. Private Acts, Social Consequences: AIDS and the > Politics of Public Health. New Brunswick, N.J.: Rutgers University Press. > > > Bayer, R. 1991. Public health policy and the AIDS epidemic: An end > to AIDS exceptionalism? New England Journal of Medicine 324:1500_1504. > > Beauchamp, D.E. 1988. The Health of the Republic: Epidemics, > Medicine, and Moralism as Challenges to Democracy. Philadelphia, Pa.: > Temple University Press. > > Berk, R., ed. 1988. The Social Impact of AIDS in the U.S. Cambridge, > Mass.: Abt Books. > > Brandt, A. 1987. No Magic Bullet: A Social History of Venereal > Diseases in the United States from 1880. Expanded edition. New York: > Oxford University Press. > > Brandt, A.M. 1988. AIDS and metaphor: Toward the social meaning of > epidemic disease. Social Research 55:413_432. > > Burris, S. 1989. Rationality review and the politics of public > health. Villanova Law Review 34:909_932. > > Crimp, D., ed. 1988. AIDS: Cultural Analysis, Cultural Activism. > Cambridge, Mass.: The MIT Press. > > Dalton, H. 1989. AIDS in blackface. Daedalus 118:205_227. > > Fee, E., and D.M. Fox, eds. 1988. AIDS: The Burdens of History. > Berkeley, Calif.: University of California Press. > > Gostin, L.O. 1990. The AIDS litigation project: A national review of > courts and human rights decisions. Part I: The social impact of AIDS. > Journal of the American Medical Association 263:1461_1970. > > Institute of Medicine. 1988. Confronting AIDS: Update 1988. > Washington, D.C.: National Academy Press. > > Institute of Medicine. 1988. The Future of Public Health. > Washington, D.C.: National Academy Press. > > Institute of Medicine. 1991. HIV Screening of Pregnant Women and > Newborns. Washington, D.C.: National Academy Press. McCord, C., and H.P. > Freeman. 1990. Excess mortality in Harlem. New England Journal of Medicine > 322:173_177. > > Murphy, T.F. 1991. No time for an AIDS backlash. Hastings Center > Report 21(2):7_11. > > Shilts, R. 1988. And the Band Played On: Politics, People, and the > AIDS Epidemic. New York: Penguin. > > Wallace, R. 1988. A synergism of plagues: "Planned shrinkage," > contagious housing destruction, and AIDS in the Bronx. Environmental > Research 47:1_33. > > Introduction > > Side bar pull out information: > > We must learn to practice the justice, freedoms, and compassions that > we take so much pride in talking about in civics classes and teaching our > children about when we tell them what it is to be an American. > > Our response to AIDS must take into account how all people with AIDS > and HIV live and recognize that we aren't all in San Francisco or New York > using systems that are collapsing from the weight of us. Some of us are in > Kentucky and Alabama and Missouri and Iowa, still trying to find a doctor > willing to treat us or a home care agency that will send the nurse without > requiring a baseline antibody test for her. . . . > > I have to say that people living with AIDS and HIV want nothing more or > nothing less than what all of you take for granted today_a place to live, > the right to have a job, decent medical care, and to live our lives out > without unreasonable barriers. > > We are not asking for extras, only to be included in what America > already delivers to her privileged people. > > I'm thirty-one this year and my life has been blessed with two healthy > children_a six-year-old daughter, and a son who is almost three. Relatively > speaking, I'm not in bad shape and I used to hope that I would be able to > live long enough to see my children, with the help of their father, accept > and adapt to the inevitability of my death. More lately I've been hoping > that when I'm gone they wouldn't continue to be stigmatized by the shadow > thrown by my public life. > > But compassion is not going to happen because of a report that we make > or an edict that somebody in Washington delivers. It will begin in the small > towns in the quiet country throughout America when people understand that > people living with AIDS and HIV are just like us because they are us. > > Belinda Mason > September 1989 > > > The AIDS/HIV epidemic has focused more attention on long-standing > problems and has made it clear that it's time for sweeping policy and > systemic changes in how America cares for its most needy. > > Don Schmidt > July 1990 > > > I worry about my daughter who is not infected, but affected by her > family's situation. I not only worry about her, but all the siblings that > are not infected because I think the system tends to forget about these > children. . . . If they lose their parents, if they lose their infected > siblings, the public views these children as now over the trauma. Well, > those children's trauma is just beginning. > > Toni P. > March 1991 > > > By 1992 the years of potential life lost due to AIDS will grow to > between 1.5 and 2.1 million. By 1993 AIDS will clearly outstrip all other > diseases in lost human potential. > > There were no support groups, no social workers, nobody, so I retreated > even further into my community. But even that was wrong. I had people > coming to my door wanting to beat me up_they didn't want AIDS in their > community_even though these were my relatives.... But because I had AIDS I > was no longer human. I was a disease. I no longer had feelings. I no > longer was given the opportunity to plan, to have goals, to contribute. > > Willie Bettelyoun, M.A. > September 1989 > > > Chapter 2 > > Prevention and Education > > Until a cure or a vaccine is found, education and prevention are the > only hope for altering the course of the HIV epidemic. This actually > understates the importance of prevention, for prevention strategies will > continue to be a key component of HIV containment far beyond the advent of > successful drug treatments or vaccines. There are valuable lessons to be > learned from earlier experiences with sexually transmitted diseases. > Effective and inexpensive treatments for many of these diseases have long > been available, yet drugs alone have not stemmed the tide of infections, > especially among young people and those living in poverty. Those prior > experiences are underscored by the rapid reemergence of syphilis, and it can > be said with certainty that medical science alone will not be able to > vanquish AIDS, even with a magic bullet. > > There is an urgent need for implementation of carefully designed > strategies to prevent new HIV infections (primary prevention) and to prevent > disease progression for HIV-infected individuals through early diagnosis, > prompt treatment, and continuing care and support (secondary and/or tertiary > prevention). Educational programs are also necessary to alter the public's > perceptions that HIV disease is someone else's problem. The discrimination > that occurs against people with HIV disease results largely from fear and > ignorance, and the best weapon against these is education. > > Some of the most encouraging news thus far in the HIV epidemic comes > from the success of certain health education programs that have resulted in > dramatic, sustained reduction in risk behavior. There is clear evidence that > prevention is possible; changes in attitudes and behavior can occur as a > result of carefully tailored, targeted, and credible prevention efforts. > Such success is less dramatic to the public than a laboratory breakthrough, > but probably more important. This chapter considers an array of education > and prevention strategies, highlights some prevention success stories, and > offers recommendations to focus prevention efforts for the second decade of > the epidemic. As we move into the second decade, the Commission believes > policies should be developed now to address future plans for the distribution > of AIDS vaccines as well as the ethical and liability issues that will arise > when vaccines become available. > > A Disease of Behaviors: Clinical and Epidemiologic Aspects of HIV When > considering prevention strategies to alter the course of the HIV epidemic it > is important to keep in mind the manner in which the virus is transmitted. > The limited modes of transmission of HIV have been well documented. HIV can > be transmitted through sexual contact; by the sharing of contaminated > injection equipment; through exposure to infected blood or blood products; > and, during gestation or at birth, from an infected mother to a newborn. > Breastfeeding has also been identified as a potential mode of transmission. > > > Understanding these modes of transmission has enabled the development > of some practical strategies for use in stopping the spread of the virus. > Screening of blood and voluntary deferral of blood donors at risk of HIV > infection has significantly reduced the transmission of HIV through the blood > supply. Sophisticated purification techniques, blood screening, and > voluntary self-deferral have eliminated new HIV infections from occurring > through the use of blood clotting factors to people with hemophilia. > "Universal precautions" can help patients and health care workers avoid > exposure to HIV. Such precautions involve the avoidance of all potentially > infected blood or body fluids through barrier methods, without regard to the > serostatus of patients or health care workers. The efficacy of universal > precautions can be strongly inferred by a substantial drop in hepatitis B > transmission (hepatitis is a hundred times more infectious than HIV). > Appropriate use of condoms can decrease the risk of HIV during sexual > intercourse. It is also possible to disinfect injection equipment with > bleach so that the sharing of needles and syringes does not spread the virus. > > In addition to the strategies available to prevent new infections, much > more is now known about how to delay progression to AIDS in HIV-infected > individuals. Until a few years ago, treatment regimens for HIV disease had > been offered only to those exhibiting symptoms. In recent years, the > clinical management of HIV disease has improved with the development of > therapeutic strategies involving the use of treatments such as zidovudine > (AZT) and aerosolized pentamidine for HIV-infected individuals who are still > asymptomatic. This early intervention has enhanced well-being in addition to > delaying the onset of AIDS, but its availability or lack thereof raises > important issues of access. To bring the benefits of early intervention to > people in need, additional and better coordinated services will be > required_not only greater outreach, HIV testing, counseling, laboratory > monitoring, medications, and primary health care, but also improved > laboratory services, better coordinated systems of care, and public and > private financing strategies to pay for care. > > Developing Prevention Messages > > Frank Talk About Sex and Drugs > > Most of the disagreement about HIV prevention is not over goals, but > over methods to achieve goals and over who should decide which methods ought > to be used. As noted above, there are a number of simple, readily available > technologies that will contribute significantly to reduction in the spread of > HIV infection. Yet AIDS education and prevention efforts continue to be > stymied by an unwillingness to talk frankly about sexual and drug use > behaviors that risk the spread of HIV. Constraints on discussions of sex, > whether imposed by law, political considerations, issues of morality, > language, or culture, have been a substantial barrier to the creation and > implementation of effective HIV prevention programs. There is a cruel irony > at work here, for reticence about discussing sex has become an obstacle to > the implementation of lifesaving prevention programs. This withholding of > potentially lifesaving information raises serious ethical problems. > > In the early years of the AIDS epidemic messages concerning HIV were > couched in euphemisms. There were warnings about the danger posed by the > "exchange of bodily fluids" when the phrase eluded public understanding. > Generic, incomplete, and ambiguous messages such as this fostered > misunderstandings about the actual dimensions of risk and the ways to avoid > the threat posed by HIV disease. > > Research in many areas of health education has shown that to encourage > behavior change, prevention messages must be transmitted in a language and > manner that can be understood by the people to whom they are directed. Those > who design and implement education and prevention programs must be able to > use unvarnished language and communications that are both meaningful and > acceptable to the particular community or group being addressed. Where the > communications are targeted to a specific group, the potential offensiveness > to others to whom the message is not directed should not and need not be a > barrier. Congress should remove the government restrictions that have been > imposed on the use of funds for certain kinds of HIV education, services, and > research. In addition to crafting clear and explicit messages that are > relevant to those at risk, a greater realism is needed in approaches to > altering sexual behavior and drug use. For example, although teenagers are > encouraged to delay sexual intercourse until marriage or at least until > adulthood, a majority of young people have not heeded such advice, regardless > of how forcefully this message has been delivered. In view of this stark and > dangerous reality, advice concerning abstinence must be supplemented by frank > talk about AIDS, and about how to avoid sexually transmitted diseases and > unintended pregnancies. In addition, it must reach children at a young age. > > A similar set of problems has existed in discussions and attitudes > about drug use as it relates to HIV transmission. The predominant policy > approach has characterized drug use as a criminal rather than a public health > problem. Here too the approach must be more than "just say no." A more > realistic strategy is crucial to the prevention of HIV transmission related > to drug use. Some of those at risk will be able to stop using drugs on their > own, or will stop with the help of formal treatment, self-help, or > "twelve-step" programs modeled on Alcoholics Anonymous. Access to drug > treatment is an absolutely fundamental element of prevention in those > populations. Those who find it impossible to stop using drugs, or who > relapse following a period of abstinence from drugs, must be encouraged to > practice safer sex and safer drug use and must be taught how to do so. > > The Commission reiterates the recommendations made in its fifth interim > report to the President and the Congress concerning the twin epidemics of HIV > disease and substance use. The federal government should expand drug > treatment so that all who apply for treatment can be accepted into treatment > programs. The federal government should also continually work to improve the > quality and effectiveness of drug use treatment. In addition, legal barriers > to the purchase and possession of injection equipment should be removed. > Legal barriers do not reduce illicit drug injection. They do, however, limit > the availability of new, clean injection equipment, thereby encouraging the > sharing of injection equipment, and the increase in HIV transmission. > Cultural Sensitivity _and Cultural Competence > > As part of the need to deal realistically with issues about sex and > drugs, it is critical that these subjects be addressed in a manner that is > not only culturally sensitive but also culturally competent. Especially > since sex and drugs are sensitive topics, it is clear that the best > prevention messages will be those developed by and for the people the > messages are intended to reach, through community-based efforts at the local > level. It is essential to include people living with HIV disease in HIV > prevention efforts. For many communities, seeing people in education and > prevention efforts who are directly affected by HIV will bring home the > reality of HIV and help overcome the denial that "this cannot happen to me or > my loved ones." When gay men, women, people of color, and persons using > drugs are not consulted in the design and implementation of prevention > programs, programs directed toward these audiences will not be effective. > > Strategies in HIV Prevention > > The Web of Illness, Poverty, _and Alienation > > HIV disease is associated with a host of related health and social > problems; strategies to prevent the further spread of HIV disease must take > these problems into account. Other sexually transmitted diseases (e.g., > syphilis, gonorrhea, chlamydia, herpes, hepatitis, and venereal warts) may > act synergistically with HIV, enhancing HIV transmission or disease > progression. Drug use is significantly associated with HIV disease. > Injection drug use poses the most direct threat of HIV transmission when > contaminated injection equipment is shared; this is a risk for intravenous > users of any drug, including heroin, cocaine, and steroids. It has been less > widely recognized that crack cocaine, alcohol, and other psychoactive drugs > also represent serious threats when multiple sexual partners and impaired > judgment about risk are involved. > > From New York City to Waycross, Georgia, from San Juan, Puerto Rico, to > Seattle, Washington, in hearings and site visits the Commission has seen how > poverty, homelessness, lack of basic health care, lack of prevention > services, and lack of drug treatment combine with the alienation experienced > by gay men, poor women of color, and drug users to exacerbate the spread of > the virus. A dramatic example of this is the increase in sexually > transmitted diseases in many urban and rural areas in the United States. > > Essential Elements of Prevention Programs > > To intervene effectively in the spread of HIV it is essential to > consider the broader social context of the HIV epidemic, for it involves not > only individuals at risk, but also families, cultural and social groups, > neighborhoods, and communities at risk of multiple problems. Although this > adds to the complexity of HIV intervention, it also means that successful HIV > prevention efforts will not only reduce the spread of HIV, but also are > likely to have an impact on the rates of other sexually transmitted diseases, > teenage pregnancy, and drug use. > > A mix of strategies is being used throughout the country in the design > of HIV prevention programs. From grass roots efforts to federally sponsored > programs, these varied approaches draw on a number of different fields, > disciplines, perspectives, and experiences. The potential for success in > prevention is enhanced by government policies that are not restrictive and > that create a climate in which prevention efforts can be creative, > cooperative, and comprehensive. Other interventions that have helped to > create a positive context for HIV prevention efforts include laws guarding > confidentiality and protecting against discrimination. Without assurances > that people can avail themselves of HIV prevention opportunities without > risking the loss of jobs, housing, and health insurance, it is next to > impossible for prevention and education services to reach those at greatest > risk of HIV. > > If prevention efforts are to be successful they require sustained > commitment to change over the long term, rather than an expectation of > short-term results. They also require support of multiple interventions and > strategies, rather than investment in a single "solution." Support must be > continuous and predictable. Prevention programs must be accountable, > progress and results must be measurable, and training and support must be > provided to those administering the programs. > > Some important prevention strategies include: sex and HIV education > appropriate to age levels; treatment programs for substance users; > education about bleach and clean needle and syringe programs for those who > are unable to stop using drugs; efforts to control sexually transmitted > diseases; outreach programs to provide contraception to women of > childbearing age; easily accessible HIV antibody testing and essential > counseling; peer counseling; street outreach efforts; and readily available > condoms supported by a social marketing program that encourages their use. > > Individual and Community Approaches > > Efforts designed to control HIV infection create change by intervening > at many levels. Technological approaches will not work without changes in > knowledge, attitudes, beliefs and behaviors. In this second decade of the > HIV epidemic, there will be an increasing need to supplement individual > behavior change strategies with a concept of communitywide prevention. > Similar interventions aimed at changing the norms of entire communities are > among the most promising HIV prevention strategies. These interventions have > proven to be effective in promoting a variety of health behaviors, such as > family planning and cardiovascular risk reduction, including smoking > cessation. > > . common identities such as gender, sexual orientation, race or > ethnicity, language, religious affiliation, age groupo, or a > genetic condition such as hemophilia; > > . behavior such as same-gender sex, injection drug use or needle > sharing, and non-injection drug use, including alcohol use; > > . location or setting such as hospitals, clinics, prisons, > churches, work environments, and schools; > > . other circumstances such as possible exposure to HIV infrection > through blood transfusions or other use of blood products. > > Communitywide models are designed to utilize multiple settings, > channels, and organizations in their design, implementation, and evaluation. > Each community has distinct features; no two communities will be alike in > their response to HIV disease, and thus the process by which a response to > the HIV epidemic is mobilized in communities will also vary. Understanding > more about how to respond to AIDS involves understanding and respecting what > the community regards as problems and priorities, acknowledging social > organization and structure, and then identifying the community's available > resources and what solutions it will be ready to employ. These efforts must > be supported, funded, documented, and evaluated to broaden the reach of our > prevention efforts. Federal, state, and local governments should join forces > with the private sector in providing long-term support to community-based > organizations. As a part of this effort, the U.S. Public Health Service > (PHS) should expand and promote comprehensive programs for technical > assistance and capacity building for effective long-term prevention efforts. > > Reducing Sexual Transmission of HIV > > Substantial progress has been made in reducing sexual transmission of > HIV infection among certain populations in some areas of the country. > Nevertheless, sexual transmission of HIV continues to be a major route of > infection. Although many more people are now aware of the types of sexual > behaviors that risk the spread of HIV, the gulf between awareness of risk and > long-term behavioral change can be wide. Sexual conduct is influenced by > complex factors, including biological drives, religious beliefs, customs, and > cultural and community norms and values. These aspects of sexual behavior > make changes difficult to inculcate. Consider how difficult it is to get > people to stop smoking, even when they know how dangerous it is; or how much > effort it has taken to encourage people to wear seat belts, despite the > manifest risks of not doing so. A psychiatrist who testified before the > Commission made a telling comparison: "We are essentially asking people to go > on a diet and never cheat for their entire life. Unlike a diet, cheating may > be lethal." > > Same-Gender Transmission > > Homosexual and bisexual men still bear much of the burden of HIV > disease in the United States across all racial and ethnic groups. In cities > with large gay communities, such as San Francisco and New York, a substantial > portion of gay men are infected with HIV. The validity of programs of > prevention is dramatically underscored by studies in the last several years > of white gay men in urban epicenters of the HIV epidemic. Sustained changes > in sexual behavior have been accompanied by a marked lowering of the rate of > incidence of new infections. Interpretation of these trends is further > supported by stable or falling rates of sexually transmitted diseases. > > A dramatic change in peer behavioral norms among gay men is one of the > heartening stories of the HIV epidemic. Early in the epidemic, programs were > established to impart information, to help motivate change, and to bolster > skills necessary to change behavior, such as ways to negotiate safer sex. > Many of these programs came from within the gay community and relied to a > large extent on volunteers, as many governmental agencies were not > confronting the epidemic. The result of these programs was that many gay men > increased condom use, adopted safer sex practices, and reduced the number of > their sexual partners. Although many gay men have made remarkable changes > in sexual behavior, these changes should not be taken as evidence that the > job of education and prevention has been done, but rather that it can be > done. There are many men who engage in same-gender sex but do not perceive > of themselves as being gay or as belonging to any gay social or political > community. These men are particularly difficult to reach with gay-specific > HIV prevention messages. Targeted messages about behavior change may have > passed them by. In addition, as the epidemic matures, sustained efforts will > be necessary to prevent "relapse" among gay men who have made changes in > their sexual behavior. More attention to the relationship between alcohol > and drug use and sexual behavior is warranted, as those who combine sex with > alcohol and other drugs are more likely to engage in sexual activities that > carry a high risk of HIV transmission. > > Gay and bisexual men are the largest segment of people with AIDS among > blacks and Hispanics (36 and 40 percent of cumulative cases, respectively, as > of June 1991). A total of 28 percent of gay and bisexual men with AIDS are > black or Hispanic. Despite these realities, epidemiologic and behavioral > studies in HIV disease had until recently focused overwhelmingly on white gay > men. Gay men of color may face special risk-reduction challenges. More must > be done to reach out to these men and empower them through prevention > efforts. > > Women who have sex with other women have been neglected in HIV > prevention efforts. The lack of attention to this group of women is due in > part to a tendency toward rigid categorization that belies the true variety > of human sexual experience. Lesbians are still viewed by many in terms of > their status as members of a group rather than the behaviors they may > practice and thus are often overlooked in prevention efforts. Many of these > women may have a false sense of security about their risk of HIV infection > and consequently neglect to practice safer sex habits. Lesbians must be > given information about how to reduce the risk of HIV transmission and must > be encouraged to practice safer sex with both female and male sexual partners > and to use safe injection procedures if they use injection drugs. > > Adolescents who are just entering a phase of sexual experimentation or > who are beginning to express their sexual identity may be at special risk for > HIV infection. The well-known tendency of teenagers to deny risk is abetted > in the case of gay youth by the lengthy incubation period of the AIDS > virus_as many as five to ten years may pass between infection with HIV and > development of clinical symptoms. Approximately 20 percent of AIDS cases > have occurred among individuals aged 20 to 29; most of these people were > probably infected during their teenage years. Gay males in their teens and > twenties outside urban epicenters of HIV are significantly more likely than > older men to engage in unprotected anal intercourse and to do so with more > partners, according to current studies reviewed by the Committee on AIDS > Research and the Behavioral, Social, and Statistical Sciences of the National > Research Council. Young gay men often wrongly perceive the risk to be solely > from older men, deriving a false sense of security from having sex with other > young men who appear healthy, but who actually may be HIV infected. > > Heterosexual Transmission > > Over the past few years concern over AIDS cases in the United States > attributed to heterosexual contact has grown. Cumulatively, 6 percent of all > AIDS cases in the United States are due to heterosexual contact. In this > exposure category, women are at greater risk than men of acquiring infection > through heterosexual contact. Thirty-three percent of all women with AIDS as > opposed to 2 percent of all men with AIDS report exposure through > heterosexual contact. It is important to note that a majority of female > heterosexual cases are related to unprotected sex with an HIV-positive > intravenous drug user. Women of color have been particularly heavily > affected. > > These statistics are particularly troubling because many women believe > they are not at risk and do not need to practice safer sex or change > potentially dangerous behaviors. Prevention messages are not effectively > reaching large populations of women. Much of the attention women have > received in the HIV epidemic has been related to the potential for the spread > of HIV to their sexual partners or offspring; women are frequently > characterized, explicitly or implicitly, as "vessels of infection" or as > "vectors of perinatal transmission." Women need attention in their own > right, not only in the development and evaluation of HIV prevention > strategies, but in all aspects of HIV policy development. > > Many prevention messages have not been grounded in the realities of > women's lives. Not surprisingly, such messages have not been very effective. > Perhaps the most unrealistic prevention message for women is the nearly > exclusive focus on the use of condoms, advice that is naive regarding > anatomy, gender roles, and power relationships. The emphasis on condoms grew > out of the early years of the HIV epidemic when sex between men was a > predominate concern. As more knowledge has been gained about the epidemic, > the need for alternative prevention methods has been clearly indicated. > Condom use requires the active involvement of the male partner, and the woman > must secure his cooperation or convince him to terminate the sexual > interaction if he refuses. The use of condoms may be complicated by the > perception that their use is an admission of infidelity, hence threatening > relationships of long standing. In fact, many men report using condoms "on > the side," but not in their primary relationships. > > That condom use is inherently limited as a method for preventing the > heterosexual spread of AIDS does not imply that attempts to encourage their > use should be abandoned, but rather that such efforts should be redoubled. > The United States has yet to embark on campaigns such as have been undertaken > in other countries to foster fundamental changes in social attitudes about > condoms, through advertising, social marketing, and intensive outreach and > reinforcement strategies. > > Across categories of exposure, individuals for whom condoms might > reduce risk report only limited consistent use of them. Condoms must be made > more widely available and information on how they can be effectively used > must be provided. Further, their use must be promoted through sophisticated > social marketing strategies. The de facto ban on network television > advertising of condoms continues to impede their social acceptability. These > and other impediments to the use of condoms should be recognized and > addressed. More behavioral research is needed to develop methods of HIV > prevention during sexual contact that are acceptable to both women and men. > > While attempts to promote greater use of condoms to reduce transmission > of HIV should continue, it is equally important that research funds and > personnel be devoted to the exploration of alternative methods of preventing > HIV transmission. Increased efforts are necessary to develop a wider array > of chemical and physical barriers to block vaginal HIV transmission that do > not depend entirely on the male partner's cooperation. These include gels, > suppositories, or sponges that might be used before or after intercourse. > More research is needed on chemicals that kill viruses (virucides). A female > condom is also in development. The diaphragm should be evaluated in terms of > its potential role in HIV prophylaxis. > > In considering alternatives to condoms that might be more relevant for > women, it is important to consider not only efficacy (the probability of > preventing HIV transmission given optimal or correct use of a prevention > technique or device), but also effectiveness (efficacy plus the extent to > which the device or technique will be used correctly and therefore contribute > to a slowing of the epidemic). Even surefire methods of prevention are > worthless unless people are willing to use them. Teenagers tend to deny > risk. Yet, even when they recognize the risks of HIV, many adolescents still > feel they are invincible or discount the risk of HIV because other risks in > their environment are perceived as greater and more immediate. Adolescents > are at risk, not only from their own perceptions of lack of risk, but also > because adults often ignore the special needs of adolescents or deny that > adolescents are sexually active. Abstinence is an efficacious means of > eliminating the risk of sexual transmission of HIV. However, although many > young people have been encouraged to delay intercourse until marriage or > adulthood, some teenagers will choose to begin sexual behaviors during > adolescence. In fact, studies in 1988 revealed that by age 15, 27 percent of > girls and 33 percent of boys were sexually active. Half of girls had had sex > by age 17 and half of boys by age 16; three out of four unmarried 19-year-old > women and five out of six unmarried 19-year-old men had had sexual > intercourse. > > Moreover, unprotected sexual activity is clearly occurring among teen- > agers. Other clear evidence for adolescent sexual behavior is found in the > high rates of sexually transmitted diseases among sexually active adolescents > and the fact that approximately one million teenage girls become pregnant > each year. According to a study conducted by the National Research Council, > entitled Risking the Future, more than 400,000 of these pregnancies occurred > in young women 15_17 years of age. Pregnancy still remains the focus of many > health and sex education programs. If birth control is the sole objective, > an oral contraceptive may be used instead of a barrier method that would also > help to prevent HIV and sexually transmitted diseases. Some young women > practice anal or oral sex as a birth control method, which may pose increased > risks for transmission of HIV. Education messages to young women and men > must be twofold, teaching ways to prevent both pregnancy and disease. > > Adolescents need clear, realistic, unequivocal prevention messages > about the risks of HIV transmission associated with unprotected sexual > activity, sharing of injection equipment, and sexual activity in conjunction > with substance use. Adolescents must also be provided with the tools > necessary to engage in safe behaviors. Adults must use their knowledge to > impart information despite their own embarrassment or reluctance to discuss > sex. > > Although many adolescents practice risk behaviors, some have a more > difficult time than others finding information or avoiding risk behaviors. > These adolescents need targeted programs. Some studies have shown > African-Americans, Hispanics, and other youth from communities of color to be > less aware of what places them at risk for HIV transmission than white youth. > Special attention should be given to these communities. Young people who are > infected with the virus need counseling and education to deal with the > difficulties of living with HIV disease. > > Sexual Transmission Related to Substance Use > > Sexual transmission of HIV related to substance use concerns sexually > active individuals, whether gay, lesbian, or heterosexual, whether adult or > adolescent. Injection drug use is clearly linked to sexual transmission of > HIV. It is less well known that sexual activity in conjunction with the use > of other psychoactive substances, including alcohol and crack cocaine, poses > a substantial risk. Sexual transmission with regard to substance use occurs > when judgment about safer sex is impaired as well as when sex is traded for > drugs. > > Prevention messages about sexual behavior as well as drug use may be > effectively conveyed in drug treatment programs. Unfortunately, drug > treatment opportunities, deficient for men, are in even shorter supply for > women. This problem is in part a continuation of prior inequities, for women > have traditionally had difficulty gaining access to drug treatment > facilities, which for the most part have been oriented toward the needs of > men. Women with children and pregnant women who use drugs often have special > difficulty finding drug treatment that meets their needs. Women in need of > treatment are often single parents who attend to their children's needs > before their own. Even when pregnant drug users are accepted into treatment, > a significant opportunity for intervention may be missed, since there are > often no provisions for prenatal care. Sexual partners of individuals who use > intravenous drugs are often unaware of the risks they face, either because > their partner's drug use is covert, or part of the past, or because they are > unaware of the associated risks of HIV. Those who are aware of the risks may > still face difficulty in seeking counseling for risk reduction. Thus, the > simple steps that must be taken to prevent AIDS, such as condom use, may not > be so simple after all. > > Adolescents may be at heightened risk for transmission through sexual > activity in conjunction with the use of substances other than injection > drugs. While some studies indicate that adolescents may avoid intravenous > drug use, the use of alcohol and the growing use (especially in low-income > urban communities) of crack cocaine places these individuals at increased > risk. It is extremely important, therefore, not to assume that intravenous > drug use is the only link between drugs and sexual transmission. > > Reducing HIV Transmission Related to _Intravenous Drug Use Successful > and sustained risk reduction among injection drug users is vital to slowing > the spread of HIV infection. Injection drug users place themselves at risk > through a variety of behaviors, and may spread the virus not only to their > needle-sharing peers, but also to their sexual partners and at birth to their > offspring. Hence, any potentially successful program must address drug use > and sexual behaviors simultaneously. It is also important to provide > prevention education to all those who engage in the risk behavior of sharing > injection equipment, including athletes who inject steroids and individuals > who inject vitamins and medications. Although there is a commonly held > misconception that drug users in the throes of addiction are impervious to > messages about the risk of HIV transmission, the evidence suggests otherwise. > Drug users know a great deal about how HIV is transmitted and are willing to > make the changes necessary to reduce risk of transmission when encouraged to > do so. There is evidence that HIV prevention strategies targeting injection > drug users can result in decreased needle sharing, increased needle cleaning, > increased demand for sterile needles on the street, and stable or declining > seroprevalence rates among drug users. In addition, when such HIV-related > interventions are offered, there is often an increased demand both for > treatment for addiction and for primary care. > > Some consistent messages have emerged from studies of the impact of HIV > on drug use behaviors. Most drug users report changing their behavior in > response to AIDS. There is no single method of reducing HIV risks that will > work for all drug users; prevention strategies must encourage both cessation > of use and the adoption of safer injection practices for those who continue > use. Finally, more drug users have reported changes in drug use practices > than changes in sexual behaviors, and yet, of course, both are essential. > Thus, renewed efforts to encourage behavioral changes related to both sex and > drug use are necessary. HIV associated with drug use has potential for > extremely rapid spread. Some cities have already experienced this, with up > to 50 percent of intravenous drug users HIV seropositive. In other cities > with large populations of intravenous drug users, HIV seroprevalence remains > at much lower levels. The geographic variation in HIV seroprevalence among > intravenous drug users underscores the opportunities for heading off the > spread of HIV disease. HIV prevention strategies targeting injection drug > users now include clinic-based interventions, street outreach projects, > community-based information and awareness campaigns, and both publicly > supported and unsanctioned needle exchange programs. > > As the Commission noted in its recent report, The Twin Epidemics of > Substance Use and HIV, the unmet need for treatment on demand is critical. > In cities hard hit by both drug use and HIV disease the situation is > extremely serious. New York City, for example, has an estimated 200,000 > intravenous drug users, approximately half of whom are HIV positive. Yet New > York has only 38,000 publicly funded drug treatment slots. Outreach efforts > have had the positive side effect of referring individuals to treatment > programs, but these gains will be lost if there are not enough treatment > slots available. > > Among the most important AIDS prevention efforts are those aimed at > encouraging injection drug users to adopt safer injection practices, either > by using bleach or by participating in needle exchange and distribution > programs. These programs have frequently been delayed or blocked by > political and community opposition and by laws that make possession of drug > injection equipment a criminal offense. In some localities, criminal justice > officials have looked the other way as local public health officials and > activists have mounted needle exchange and distribution programs. On > occasion, local prevention activists charged with crimes for distributing > clean needles have defended their actions in court, claiming that any > violations of law in distributing clean needles were justified by the need to > save lives. This was borne out in the recent decision of a Manhattan judge > who overturned criminal charges against AIDS activists engaged in > distributing sterile needles by stating, "The nature of the crisis facing the > city, coupled with the medical evidence offered, warranted the defendants' > action." Courts in Massachussetts and California have also failed to convict > people conducting needle exchange programs. Fears that needle and syringe > exchange and distribution programs might encourage drug use and create a new > class of drug injectors have not materialized. Where such programs have been > operating, they have provided a means of encouraging injection drug users to > join treatment programs. Needle and syringe distribution programs deserve > further experimentation, and laws and regulations that block implementation > and study of such programs should be repealed. > > Reducing Perinatal Transmission > > HIV prevention strategies and messages for women who wish to consider > becoming pregnant may have to be quite different than those for women who are > willing to delay having children. Issues of disease prevention are often > conflated with questions of pregnancy and reproductive choice. A number of > steps aimed at preventing pregnancies, such as vasectomies, intrauterine > devices, and oral contraceptives, may have little or no impact on > interrupting the spread of HIV disease. In recent years there has been > much debate about whether HIV antibody testing of pregnant women or newborns > ought to be mandatory, routine, or merely available. The backdrop against > which these debates are taking place is a set of clinical studies that reveal > that transmission of the virus from HIV-positive mothers to newborn children > is less than previously thought, approximately 30 percent or less. HIV > antibody testing of newborns only definitively establishes whether the > mothers are HIV positive. Newborns who test HIV positive may or may not be > infected. Some will test positive only because of the presence of maternal > antibodies that will eventually disappear. Debates have centered on whether > testing or screening ought to involve all pregnant women or merely those at > "high risk" of HIV and the extent to which counseling ought to be directive > in discouraging HIV-infected women from becoming pregnant or bearing > children. HIV antibody screening of pregnant women and newborns raises > profound moral, legal, and policy issues that are dealt with at considerable > length in recent reports on the subject by the Institute of Medicine (1991) > and other policy groups. > > All women of childbearing years who are considering pregnancy or are > pregnant must be apprised of all the options available to them_they must be > informed of their options but not coerced into any particular decision. Just > as much of the advice to date for women about how to prevent the sexual > transmission of HIV may have been of little relevance to their lives, there > is a growing realization that blanket advice for HIV-positive women to avoid > becoming pregnant may not be appropriate. As noted in a report by the > Institute of Medicine, HIV Screening of Pregnant Women and Newborns, ". . . > limited studies to date offer little evidence to suggest that knowledge of > HIV infection status significantly affects women's decisions regarding > continuation of a pregnancy or future childbearing." For many women, having > children is a large part of being a woman; thus, fully informed women may > decide that it is worth running the risk of perinatal transmission to give > birth. > > Research and Evaluation Regarding Prevention Programs During the first > decade of the HIV epidemic the need for epidemiologic and behavioral research > was recognized. The published literature that resulted consists primarily of > a mosaic of small-scale studies, examples of behavioral interventions > demonstrated to be effective either in reducing new HIV infections or in > making substantial modifications to high-risk behaviors in narrowly defined > populations. In the earliest phases of the epidemic, a great deal was > learned about appropriate prevention strategies among those identified to be > at risk, especially white, self-identified gay men in urban areas. > > There remains, however, a lack of knowledge in several areas crucial to > education and prevention_sexual and other behavior patterns in people of > varied cultural, racial, and ethnic groups; frequency of different types of > sexual behavior among adolescents or adults; family or community approaches > to prevention; technological approaches to prevention, including female-based > research on virucides and barrier methods of prevention; large-scale studies > of needle exchange programs in the United States; and innovative approaches > in prevention, including communitywide approaches. > > Greater priority and funding should be given to behavioral, social > science, and health services research. Social marketing and communications > research are also necessary to find out whether national mass media > campaigns, such as CDC's "America Responds to AIDS" campaign are effective, > among what groups, and for what purposes. The number of racial and ethnic > minority health professionals must be increased. Every effort must be made > to identify, nurture, and support researchers indigenous to the community. > > It is critical that researchers clearly establish what does and does > not work in prevention. The cost of not knowing will be measured not only in > dollars spent and opportunities missed, but also in lives lost. Future > prevention efforts are greatly hindered by insufficient evaluation of HIV > prevention services and programs within CDC and other federal agencies, as > well as within local communities. The National Research Council (NRC) has > proposed an evaluation strategy based on three key questions: > > 1. What interventions are actually delivered? > > 2. Do the interventions make a difference? > > 3. What interventions or variations work better? > > As NRC notes, "The evaluation of AIDS intervention programs is not an > easy task: it will take time, and it will also require a long-term > commitment of effort and resources. . . . The nature of the HIV/AIDS epidemic > demands an unwavering commitment to prevention programs, and ongoing > prevention programs require a similar commitment to their evaluation." NRC > recommends a full complement of evaluation research, encompassing formative, > process, and outcome evaluation (NRC, 1991). The Commission agrees that > evaluation is needed at every step of development and implementation of HIV > prevention programs. Participatory evaluation_which includes groups targeted > by the programs and groups providing the programs, as well as funding > agencies_is a critical aspect of evaluation that has been frequently > overlooked. > > Communities should not be viewed by academic evaluators as a place for > experimentation without consultation or collaboration. There is a need for > greater collaboration among federal agencies, especially CDC and the Alcohol, > Drug Abuse, and Mental Health Administration (ADAMHA), related to research > and evaluation strategies and HIV prevention. The federal behavioral > research establishment has an important role to play in "meta analysis"_the > collation and comparison of various small-scale research studies. It can > also provide mechanisms so that those responsible for the development of > prevention programs can be kept abreast of the latest developments. > > But even the best efforts to increase the knowledge base and to improve > information dissemination strategies will be for naught if the knowledge > gained is not effectively applied. Unfortunately, the findings of research > on HIV education and behavioral interventions are only partially applied > because of restrictions placed on prevention messages by the U.S. Congress. > In the area of prevention, it is also important that the United States > consider adopting successful prevention models developed in other countries. > Examples would include sexual education programs in Scandinavia that have led > to low rates of sexually transmitted diseases and unintended pregnancies > (though rates of sexual activity are comparable to the United States) and > programs of over-the-counter sales of needles and needle exchanges throughout > Europe and Australia that have reduced needle sharing without leading to > increased intravenous drug use. > > A Comprehensive National HIV Prevention Initiative > > The federal government should establish a comprehensive national HIV > prevention initiative that integrates the approaches of federal, state, > county, and municipal government; community-based organizations; the private > sector; and affected populations. This strategy should ensure both central > coordination and local autonomy. At the federal level, a plan should be > established within the Public Health Service and across other federal > agencies to coordinate development of effective HIV prevention programs, > rather than allowing each agency or institute to pursue potentially > idiosyncratic activities. Emphasis should be placed on linking health care > and prevention efforts. The Commission stresses the urgent need for > implementation of carefully designed strategies to prevent new HIV infections > and to prevent disease progression for HIV-infected individuals through early > diagnosis, prompt treatment, and continuing care and support. Offering > advice about changes in behavior and making referrals to education, > counseling, and prevention services is a critical aspect of delivering HIV > care. > > Although some states and localities have built infrastructures to > enable them to mount effective primary and secondary prevention programs, > others have not. Community-based organizations, often the heart of primary > prevention efforts, are even less likely to have the strong administrative > and fiscal structures that would ensure that their programs remain sound. > Many community-based organizations have relied upon seed money or > demonstration grants from governmental or private foundation sources. The > fragility of funding streams has made it difficult to plan, implement, and > evaluate programs, especially for newer groups in minority communities. > Rigid requirements hinder attempts to develop and sustain meaningful > programs. Delayed reimbursements jeopardize the very existence of > community-based organizations, which are a critical element of HIV prevention > activities nationwide. > > Communities must find better ways to mobilize, plan, design, and > implement comprehensive communitywide HIV prevention efforts. Public health > departments, community-based organizations, and affected populations must be > able to work through and resolve conflicts. CDC, the Health Resources and > Services Administration, ADAMHA, states, county and municipal governments, > and community-based organizations need flexibility in funding. The concept > of HIV care consortia, as in the Ryan White CARE Act, merits consideration in > HIV prevention efforts. The National Institute of Mental Health's model for > mobilizing communities around issues related to the severely mentally ill may > be another potential model. > > The primary and secondary prevention of HIV disease deserves a place on > everyone's agenda. It is within our capacity as individuals, as members of > various communities, and as a nation to halt the further spread of HIV and to > extend and enhance the quality of life for those already infected. We must > learn to draw upon our diversity in order to bring people together to > confront the challenges posed by HIV. > > Recommendations > > 1. The federal government should establish a comprehensive national HIV > prevention initiative. > > This initiative should be authorized by Congress and developed by > the Department of Health and Human Services. It should provide flexible > resources to state and local government and other public or private nonprofit > entities for communitywide HIV prevention efforts. It must also include > input from individuals who have expertise through experience, education, or > training. The prevention initiative is an essential component of a national > HIV plan. > > 2. Greater priority and funding should be given to behavioral, social > science, and health services research. > > Behavioral, social science, and health services research are > currently grossly underfunded. The Commission believes there must be a more > appropriate balance of funding between these areas of study and biomedical > research. > > 3. Congress should remove the government restrictions that have been > imposed on the use of funds for certain kinds of HIV education, services, and > research. > > Government restrictions on certain HIV programs and on behavior- > oriented research studies impede the fight against HIV disease. HIV > prevention programs and research into sexual and drug using behaviors must be > conducted and evaluated. Results from these and other health promotion and > disease prevention efforts must be shared and rapidly incorporated into HIV > prevention and education strategies. > > 4. The U.S. Public Health Service should expand and promote > comprehensive programs for technical assistance and capacity building for > effective long-term prevention efforts. > > 5. Federal, state, and local governments should join forces with the > private sector in providing long-term support to community-based > organizations. > > Community-based efforts are now and will continue to be an integral > part of any HIV prevention strategy. The role of people with HIV disease > must be recognized, encouraged, and supported. In designing services, > community-based organizations and their programs must be accountable, yet > they must be afforded sufficient flexibility to implement programs that will > best serve communities in need. > > 6. Policies should be developed now to address future plans for the > distribution of AIDS vaccines and the ethical and liability issues that will > arise when vaccines become available. > > 7. The federal government should expand drug abuse treatment so that > all who apply for treatment can be accepted into treatment programs. The > federal government should also continually work to improve the quality and > effectiveness of drug abuse treatment. > > 8. Legal barriers to the purchase and possession of injection equipment > should be removed. > > Legal barriers do not reduce illicit drug injection. They do, > however, limit the availability of new, clean injection equipment, thereby > encouraging the sharing of injection equipment, and the increase in HIV > transmission. > > Selected Bibliography > > Amaro, H. 1991. AIDS/HIV Related Knowledge, Attitudes, Beliefs and > Behaviors Among Hispanics in the Northeast and Puerto Rico. Study conducted > by the Northeast Hispanic AIDS Consortium. Boston, Mass.: Boston University > School of Public Health. > > Bandura, A. In press. A social cognitive approach to the exercise of > control over AIDS infection. In R. 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American Psychologist 43:859_864. > > DeJong, W. 1989. Condom promotion: The need for a social marketing > program in America's inner cities. American Journal of Health Promotion > 3:5_16. > > Francis, D.P., R.E. Anderson, M.E. Gorman, M. Fenstersheib, and N.S. > Padian. 1989. Targeting AIDS prevention and treatment toward HIV-1-infected > persons. Journal of the American Medical Association 262:2572_2576. > > General Accounting Office. 1987. AIDS Prevention: Views on the > Administration's Budget Proposals. Washington, D.C.: U.S. Government > Printing Office. > > General Accounting Office. 1990. AIDS Education: Programs for > Out-of-School Youth Slowly Evolving. Washington, D.C.: U.S. Superindendent > of Documents. > > General Accounting Office. 1990. Drug Abuse: Research on Treatment > May Not Address Current Needs. Washington, D.C.: U.S. Government Printing > Office. > > Guydish, J.R., A. Abramowitz, W. Weeds, D. Black, and J. Sorensen. > 1990. 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San Francisco, Calif.: University of San > Francisco. > > National Organizations Responding to AIDS. 1991. AIDS Appropriations > Recommendations. Fiscal Year 1992. Washington, D.C.: National Organizations > Responding to AIDS. > > National Research Council. 1987. Risking the Future: Adolescent > Sexuality, Pregnancy, and Childbearing. Washington, D.C.: National Academy > Press. > > National Research Council. 1989. Turner, C.F., H.G. Miller, and L.E. > Moses, eds., AIDS: Sexual Behavior and Intravenous Drug Use. Washington, > D.C.: National Academy Press. > > National Research Council. 1990. Miller, H.G., C.F. Turner, and L.E. > Moses, eds., AIDS: The Second Decade. Washington, D.C.: National Academy > Press. > > National Research Council. 1991. Coyle, S.L., R.F. Boruch, and C.F. > Turner, eds., Evaluating AIDS Prevention Programs. Expanded edition. > Washington, D.C.: National Academy Press. > > Nelkin, D., D.P. Willis, and S.V. Parris, eds. 1990. A Disease of > Society: Cultural Responses to AIDS. New York: Cambridge University Press. > > > Office of the Assistant Secretary for Health, Public Health Service, > U.S. Department of Health and Human Services. 1990. Healthy People 2000: > National Health Promotion and Disease Prevention Objectives. Washington, > D.C.: U.S. Department of Health and Human Services. > > Office of Disease Prevention and Health Promotion, Public Health > Service, U.S. Department of Health and Human Services. 1980. Toward a > Healthy Community. Washington, D.C.: U.S. Department of Health and Human > Services. > Office of the Secretary, U.S. Department of Health and Human Services. > 1990. Comprehensive Report on AIDS Expenditures. Washington, D.C.: U.S. > Department of Health and Human Services. > > Office of Technology Assessment, U.S. Congress. 1985. Review of the > Public Health Service's Response to AIDS. Technical Memorandum. Washington, > D.C.: Office of Technology Assessment. > > Office of Technology Assessment, U.S. Congress. 1988. AIDS-related > Issues: How Effective is AIDS Education? Staff Paper 3. Washington, D.C.: > U.S. Superintendent of Documents. > > Panem, S. 1988. The AIDS Bureaucracy. Cambridge, Mass.: Harvard > University Press. > > Peterson, J., and G. Marin. 1988. Issues in the prevention of AIDS > among Black and Hispanic men. American Psychologist 43:871_877. > > Petrow, S., P. Franks, and T.R. Wolfred, eds. 1990. Ending the HIV > Epidemic: Community Strategies in Disease Prevention and Health Promotion. > Santa Cruz, Calif.: ETR Associates/Network Publications. > > Presidential Commission on the Human Immunodeficiency Virus Epidemic. > 1988. Report of the Presidential Commission on the Human Immunodeficiency > Virus Epidemic. Washington, D.C.: U.S. Government Printing Office. > > Public Health Service, U.S. Department of Health and Human Services. > 1987. Information/Education Plan to Prevent and Control AIDS in the United > States. Washington, D.C.: U.S. Department of Health and Human Services. > > Robert Wood Johnson Foundation. 1990. Proceedings: AIDS Prevention > and Services Workshop: February 15_16, Washington, D.C. Princeton, N.J.: > Robert Wood Johnson Foundation Communications Office. > > Solomon, M., and W. DeJong. 1986. Recent sexually transmitted disease > prevention efforts and their implications for AIDS health education. Health > Education Quarterly 13:301_316. > > Solomon, M., and W. DeJong. 1989. Preventing AIDS and other STDs > through condom promotion: A patient education intervention. American > Journal of Public Health 79:453_458. > > Stall, R.D., T.J. Coates, and C. Hoff. 1988. Behavioral risk > reduction for HIV infection among gay and bisexual men: A comparison of > published results from the United States. American Psychologist 43:859_864. > > > Surgeon General, Centers for Disease Control, Public Health Service, > U.S. Department of Health and Human Services. 1988. Understanding AIDS. > Washington, D.C.: U.S. Government Printing Office. > > Surgeon General, Public Health Service, U.S. Department of Health and > Human Services. No date. Surgeon General's Report on Acquired Immune > Deficiency Syndrome. Washington, D.C.: U.S. Department of Health and Human > Services. > > U.S. Congress. House. 101st Congress, 2nd Session. 1990. Report > 101-591. Departments of Labor, Health and Human Services, Education, and > Related Agencies. Appropriation Bill, 1991. July 12. > > U.S. Congress. House. 101st Congress, 2nd Session. 1990. Report > 101-908. Making Appropriations for the Departments of Labor, Health and > Human Services, Education, and Related Agencies for the Fiscal Year Ending > September 30, 1991, and for Other Purposes. October 20. > > U.S. Congress. Senate. 101st Congress, 2nd Session. 1990. Report > 101-516. Departments of Labor, Health and Human Services, Education, and > Related Agencies. Appropriation Bill, 1991. October 10. > > U.S. Government Accounting Office. 1988. AIDS Education: Reaching > Populations at Higher Risk. Washington, D.C.: U.S. Government Accounting > Office. > > U.S. Government Accounting Office. 1989. AIDS Education: Issues > Affecting Counseling and Testing Programs. Washington, D.C.: U.S. > Government Accounting Office. > > U.S. Government Accounting Office. 1989. AIDS Education: Staffing > and Funding Problems Impair Progress. Washington, D.C.: U.S. Government > Accounting Office. > > U.S. Government Accounting Office. 1990. AIDS Education: Public > School Programs Require More Student Information and Teacher Training. > Washington, D.C.: U.S. Government Accounting Office. > > Valdiserri, R.O. 1989. Preventing AIDS: The Design of Effective > Programs. New Brunswick, N.J.: Rutgers University Press. > > Watters, J.K., Y.-T. Cheng, M. Segal, J. Lorvick, and P. Case. 1990. > Epidemiology and prevention of HIV in heterosexual IV Drug Users in San > Francisco, 1986_1989. Presented at the Sixth International Conference on > AIDS, San Francisco, Calif., June 20_24. > > The White House. 1991. National Drug Control Consequences: AIDS and > the Politics of Public Health. New Brunswick, N.J.: Rutgers University > Press. > > Prevention and Education > > Side bar pull out information: > > It's not good enough to say that we serve everyone. It's not good > enough to say that our programs are open to all. If we don't specifically > design our programs in such a way that they reach out into the community, > that they become part of the community, and the community becomes part of > them, they are not as functional as they need to be. > > Coupled with our efforts to ensure access, representation, and > inclusion is the essential work of stopping the progression of the disease > through education and prevention activity, focusing on risk reduction and > behavioral change. . . . > > In communities of color, as in the majority of communities, much of the > average behavior is clandestine, behind closed doors and unnamed or named > differently_i.e., gay versus sex with men_so that a singular outreach > strategy will only reach the most physically and obviously adverse > population. > > In our communities it is just as likely that we will reach at-risk > people at church functions, at the barber and beauty shop, at the WICs > program, in jail or work release, and topless clubs, in minor camps, in the > social clubs, at the food bank, at the pow wow, or other community events, at > the kind of local community gathering where people are together and where > information flows. > > P. Catlin Fullwood > July 1990 > > The present situation in Puerto Rico shows the island as having such a > high incidence of HIV that there exists a sense of panic about being > infected. . . . Ignorance is evident at all levels of living_among > employers, in public transportation, as well as funeral parlors overcharging > for burials because they claim to be at risk of infection. > > I feel it is urgent to bring more forceful education throughout the > island to attempt to change the attitudes of panic and rejection suffered by > so many patients, to become instead an environment of faith, hope and > concern. > > Luis Maldonado > November 1990 > > When you go and talk to community people about becoming part of an AIDS > project, they will say, "who is in charge?" And then they will, as we say in > our community, do a reading of that person. > > Alyce Gullattee, M.D., F.A.P.A. > December 1990 > > It's hard to educate a woman who is homeless and hungry. > > Sandra Vining-Bethea > January 1991 > > "-No mueras por ignorancia!" (Do not die because of ignorance!); "La > Familia Hispana Contra el SIDA" (The Hispanic Family Against AIDS); "Informe > SIDA" (AIDS Bulletin); HACER (The Hispanic AIDS Committee for Education and > Resources); Proyecto "Vecino a Vecino" (Neighbor to Neighbor Project); > "Iluminate. (Como vas a manejar? (Vivo o muerto? (Know Yourself. How will > you manage? Dead or Alive?); "Las Almas de Dios" (the Souls of God); "Noche > de Ronda" (Night of Serenades); "La Cl2nica Esperanza" (Clinic of Hope); > CURAS, Comunidad Unida en Respuesta al SIDA (Community United in Response to > AIDS). > > These and many more are the collective response of the Latino/ Hispanic > community's fight against AIDS in this country: from Miami to New York City > and north, Cleveland, Ohio, to Salt Lake City, Utah, and south, to Texas and > on to California and Washington State. > > Adolfo Mata > March 1991 > > What honor can there be in being a hero in a losing battle? History > teaches us that those who exhibit valor on behalf of the conquered become > forgotten. There's an increasingly large body of evidence that suggests that > those of us who are ourselves infected with the HIV virus are already > forgotten, especially if we are black and gay or bisexual. > > Phill Wilson > January 1990 > > Thirty-three percent of all women with AIDS as opposed to 2 percent of > all men with AIDS report exposure through heterosexual contact. > > I am twenty-one years old. I have hemophilia and am HIV positive. I > found out my HIV status when I was fourteen_when they thought it could mean > I was immune. It didn't really matter what they thought then anyway. Death > means absolutely nothing to a fourteen-year-old. I thought I was immortal > until just about a year ago when my girlfriend at the time and I were going > to find out the results of her first AIDS test. Meanwhile, most of my > friends still think they are immortal. This is one of the basic tricky > aspects of AIDS for the adolescent and the young adult. It is extremely hard > to have a mid-life crisis and acknowledge the fact that you are going to die > when life has just begun. The other is the fact that this acknowledgement of > death comes through something that is the reaffirmation of life and love_sex. > > > T. H. > April 1991 > > The hopelessness that is connected with adult life for young minority > people is a future of which they are aware. If we don't change the fact that > they have no hopeful future, I'm not sure we can take the pressure off the > wish to find whatever joyous escape exists in the present. > > Mindy Fullilove, M.D. > March 1991 > > We have over twenty identified Asian/Pacific communities here in > southern California. We speak different languages. We come from very > different cultures, ethnic backgrounds. Language is a barrier for us, not > just English. Along with language, we have cultural barriers_gan-barr, the > barrier of denial, bringing shame to the family. Homophobia and/or > homoignorance. These are all issues and barriers that exist within our > community. > > Dean Goishi > January 1990 > > What do we do now? We do what many cities have been doing for several > years now. We take it to the street. We take treatment to the user. We > take intervention to the user. We take education to the user. We take > prevention to the children and families. Prevention is all of the above. We > take hope to people who have no hope. We become advocates. We become > transportation. We bring food and clothing to those who have no food and > clothing. We let the user, the addict, and the persons living with HIV and > AIDS know that we truly care. We open doors for them that previously were > shut_treatment doors, emergency care doors, medical care doors, and whatever > doors remain locked. > > Edmund Baca > January 1991 > > New York City, has an estimated 200,000 intravenous drug users, > approximately half of whom are HIV positive. > > Yet New York has only 38,000 publicly funded drug treatment slots. > > The medium is the message. You can't have safe sex at Cabrini Green > Projects. It's not a safe place. > > Michael James > March 1991 > > Chapter 3 > > Caring for People with HIV Disease > > Ideally, care for people with HIV disease includes a broad range of > health care and social services designed to enhance the quality of life, > maximize individual choice, and minimize hospital and institution-based care. > Such services should be rendered with compassion in a manner that allows > people with HIV disease and their loved ones to act as partners with their > caregivers. This chapter recommends ways of moving toward this goal. > > HIV disease, especially in its later stages, presents complex > challenges for caregivers. The host of opportunistic infections that > characterize AIDS may attack virtually any part of the body. HIV disease > stubbornly refuses to be limited to any single organ or treatment strategy, > since its fundamental mechanism is the pervasive malfunction of the immune > system. As long as ten years may pass between infection with the virus and > development of full-blown AIDS. Given the great variability in the natural > history of HIV, care needs vary greatly over the course of the disease. > > Care needs also vary among different populations. HIV disease in women > is manifested quite differently than in men; HIV disease in children is > manifested quite differently than in adults. Intravenous drug users often > suffer from extensive concomitant health problems that are exacerbated by HIV > disease. Neurological complications of HIV disease may pose unique > challenges. Individuals with HIV disease also have unique social and > psychological needs as a result of the dire nature of the illness and the > stigma that accompanies diagnosis. > > The epidemic is widening most rapidly among poor people in inner > cities_a group that historically has had difficulty in gaining access to and > finding payment for primary care services. The epidemic also primarily > strikes young adults, whereas systems of care for the chronically ill or > disabled tend to be tailored to the needs of the elderly. The sheer volume > of people who have HIV disease or are at risk of HIV infection in certain > hard-hit cities complicates care strategies still further. There are many in > the early phases of infection who could benefit from treatments designed to > retard the onset of symptoms, as well as benefit from social and mental > health services. Unfortunately, many of these people have no point of entry > into the health care system. Millions of Americans have no health coverage, > and even those people living with HIV disease who have some form of public or > private insurance may still face formidable barriers in gaining access to > needed care. > > Developing a Continuum of Care > > There is a range of services needed by people living with HIV disease > and increasing agreement about where and how to provide such services. > Ideally what is needed is a continuum of care ranging from minor help for > people living at home to congregate living facilities with support services > to skilled nursing care for more dependent persons in nursing homes. There > is no single model of care that is appropriate for all communities. > Nevertheless, in its travels around the country, the Commission discovered a > number of elements indispensable for delivering continuous and comprehensive > services for people with HIV disease. These include: > > y HIV antibody testing that is voluntary and must be accompanied by > counseling_both anonymous and confidential testing contribute in > different ways and both options should be available; > > y education and counseling to help foster and maintain behavioral > changes to reduce transmission of the virus; > > y medical care, including drug therapy and frequent diagnostic > monitoring, ongoing primary care, coordination of inpatient and > outpatient care, access to investigational new therapies, and > adequate options for long-term care; > > y psychological care, including mental health counseling and > spiritual support, that is helpful in coping with a frightening > and sometimes overwhelming condition; > > y drug treatment to help individuals stop using or injecting drugs > or adopt safer drug use practices; and > > y social services, including a range of housing options and income > maintenance, without which medical advances may be beyond the > grasp of those who could most benefit from them. The medical > services needed by people living with HIV disease require a > multidisciplinary care approach in which a team of health care > providers_ including primary care physicians and consultants in > fields such as infectious diseases, oncology, pulmonary diseases, > psychopharmacology, and neurology_works together with patients, > their loved ones, and families to develop a plan for care. > > A basic goal in developing plans of care for people with HIV disease, > as with other illnesses, is to provide dignified and appropriate care in the > least restrictive and least institutional setting possible at the lowest > possible cost. Cooperation among caregivers is essential in ensuring that a > true continuum of care is available, from the time an individual first > becomes aware he or she is at risk or learns of HIV seropositivity all the > way through the care and support needed in the terminal phases of illness. > Primary care practitioners and medical specialists can provide only some of > the services needed by people living with HIV disease. Nurses, > psychologists, home health care workers, nutritionists, and other health care > and mental health care workers are equally essential in ensuring the > availability of a continuum of care. Also crucial are social workers, case > managers, patient advocates, and others who help people living with HIV > disease find jobs, food, and housing_services that must be available if > medical care is to be effective. In some instances, especially where > discrimination based on HIV status is involved, people with HIV disease will > need legal advice to gain access to basic health and social services and to > ensure that their wishes are carried out regarding decisions about terminal > care. It is also critical that the patient/provider relationship be based > upon mutual respect and cooperation. The patient must feel comfortable that > providers are approachable about the full range of care and treatment > options. For example, more and more individuals are seeking advice about or > are using nontraditional and alternative therapies, usually in conjunction > with conventional medical treatments. It is important to establish a > relationship in which both the patient and provider are comfortable asking > questions. > > Throughout its tenure the Commission has heard testimony on local > efforts to better coordinate care under the rubric of "case management." The > goal of case management is to guide patients efficiently and humanely through > the health and social services labyrinths. Case managers serve > simultaneously as gatekeepers, advocates, educators, diagnosticians, brokers, > and caregivers. They are responsible for far more than coordinating medical > care services; they often help find housing, help connect people with > specific entitlement programs and other sources of income support and payment > for health care, and link people with HIV disease with programs of volunteer > support. > > A variety of case management styles has emerged to meet the needs of > people with HIV disease. Depending upon the model involved, a case manager > may be a nurse, a social worker, or a primary care physician. In some > instances, case management is funded by government, is hospital based, and is > linked primarily to discharge planning. Other case management programs are > more community based and follow individuals both in and out of the hospital. > In some states case management is provided by Medicaid programs, this is > especially so in those states with home and community-based waiver programs. > Yet other programs have emanated from prepaid, managed care programs in > health maintenance organizations. The success of a case management program > is to a certain extent contingent upon the availability of a spectrum of > necessary services. > > The Commission believes that case management programs should be > supported and further refined to meet the particular needs of people with HIV > disease. Case management offers not only the potential for saving costs, > limiting hospital stays, and bringing coherence to service delivery, but also > may enhance satisfaction and quality of life for those with HIV disease. > > Assuring Availability of Health Care Providers > > As the number of people with HIV disease grows, the availability of > health care practitioners is an increasing concern. The complexity of care > for HIV disease (especially in its later stages) is such that no single > medical specialty or discipline encompasses all the necessary skills. > Infectious disease and oncology specialists were initially cast in the role > of primary caregivers in the HIV epidemic. However, as the epidemic has > progressed, internists, family medicine practitioners, obstetrician/ > gynecologists, and pediatricians have had to incorporate the care of HIV > disease into their general practice. The Commission believes that primary > care providers should be able to counsel about HIV transmission risks; > diagnose and treat early HIV disease; monitor patient care; and recognize > complications later in the disease process that require consultations from > specialists or referrals. > > Despite the great need for services for people with HIV disease, health > care providers have often been reluctant to care for them. The reasons > include low reimbursement rates for people whose care is paid for by > Medicaid; a lack of familiarity with and understanding of treatment for the > disease; fear of becoming infected during the course of treating patients; > discomfort in treating gay men or intravenous drug users; and unease in > dealing with the psychological stresses of caring for dying young patients > with multiple physical and psychological needs. > > The Commission believes health care practitioners have an ethical > responsibility to provide care to those with HIV disease. Lack of > specialized knowledge, concerns about the risk of HIV transmission, increased > stress, or disaffection with those who are at risk are not reasons to avoid > caring for individuals with HIV disease, although these concerns are real, > pervasive, and must be dealt with directly. The following section looks at > ways to address these concerns in order to attract, train, and support > sufficient numbers of health care providers to meet the challenge of HIV > disease. > > Educating Caregivers > > HIV education and training programs for health care providers must be > improved and expanded, and better methods developed to disseminate > state-of-the-art clinical information to the full range of health care > providers, including physicians, nurses, physicians' assistants, social > workers, psychologists, and other health and mental health care providers. > The AIDS Education and Training Centers, federally funded by the Health > Resources and Services Administration, have the potential for training > thousands of care providers. Education and training programs will require the > combined support of government agencies and professional associations. > Primary care providers must be trained in HIV care, and specialty backup of > technical advice and consultation must be provided. A few states have made > continuing medical education in HIV care a condition of relicensure. Some > medical professional associations have developed extensive training programs. > But they should not be expected to carry the full load. > > A greater sense of urgency is necessary in the development and > dissemination of professional standards of care for HIV disease. The Agency > for Health Care Policy and Research has just begun to develop standards of > clinical care for asymptomatic HIV infection. Professional associations of > health care workers, with mechanisms in place for reaching their memberships, > have a key role to play in standard setting. Fellowship programs and career > development awards for individuals devoted to the care of people with HIV > disease are ways of rewarding professionals and helping to establish role > models for subsequent trainees. Career development and career advancement for > individuals who choose to make AIDS care and education a significant part of > their professional life should be available. > > The adoption of "universal precautions"_avoidance of exposure to blood > and body fluids regardless of whether or not patients or health care workers > are believed to be infected_provides the best means of minimizing risks from > HIV for both patients and caregivers in the health care setting. Health care > workers should be encouraged to adhere vigorously to guidelines for > infection control. Concerted efforts must be made to work with health > professionals at the earliest stages of training on attitudinal issues and > ways to best manage occupational risks. Medical schools, dental schools, > nursing schools, and schools of allied health should incorporate into their > required curricula training on proper ways to avoid risks from blood-borne > pathogens. Such programs must be continued during postgraduate training when > young professionals form lifelong habits of practice. > > The growing chorus of demands for mandatory, widespread HIV antibody > testing of health care workers (HCWs) and patients threatens to drive a wedge > between patients and their caregivers. It also misses the point. As the > Centers for Disease Control (CDC) has stated, > > Mandatory testing of HCWs for HIV antibody, HBsAg, or HBeAg > is not recommended. The current assessment of the risk that infected HCWs > will transmit HIV or HBV to patients during exposure-prone procedures does > not support the diversion of resources that would be required to implement > mandatory testing programs. Compliance by HCWs with recommendations can be > increased through education, training, and appropriate confidentiality > safeguards. > > Mass screening programs would interfere with the doctor-patient > relationship, would encourage a false sense of security because of the time > between when infection develops and the time when it can be measured by > clinical tests, and would imply a significant risk of infection transmission > in health care settings when such risk is actually very small, particularly, > as CDC has stated, "when HCWs adhere to recommended infection control > procedures." > > Where Care is Provided > > In most cities the care of HIV disease is concentrated in a few > hospitals, often in public facilities or teaching hospitals. Many of these > hospitals have centralized AIDS care or established AIDS-dedicated units. > Hospitals and oupatient care should be linked to community-based services to > ensure the continuum of services identified above. HIV-related services must > be expanded to include facilities where underserved populations already > receive health care and human services, such as community health centers, > migrant health centers, Indian Health Service programs, and the like. In > addition, counseling, testing, and care related to HIV disease must be